Compliance for Start-ups

We develop customised compliance frameworks, compliance policies and provide ongoing compliance oversight for start-ups.

We tailor your compliance manual, risk management framework and various internal policies to suit your business requirements. We also help to establish your internal Risk & Compliance Committee and act as an independent member.

Ongoing Compliance

We provide support to AFS licensed boutique firms to assist with your ongoing compliance needs. We coordinate compliance monitoring questionnaires, prepare regular compliance reporting to your internal Risk & Compliance Committee, act as an independent member of your Risk & Compliance Committee and provide ad hoc support.

Compliance Training

We develop training content and deliver customised training workshops. Topics include an introduction to compliance, AML/KYC, managing conflicts of interest and risk management to name a few.